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Michael Unger

Partner

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Michael Unger represents numerous broker-dealers, registered representatives, and investment advisors with respect to regulatory and general business issues focusing on SEC, FINRA, NYSE, and state regulatory matters, including court and administrative litigation and arbitrations. His practice also includes public and private offerings and general corporate law.

Professional and Community Involvement

  • Director, Massachusetts Securities Division (1979–1986)
  • President, North American Securities Administrators Association, Inc. (“NASAA”) (1983–1984)
  • Member of the Board of Directors, North American Securities Administrators Association, Inc. (“NASAA”) (1980–1985)
  • Chair, Massachusetts Bar Association’s Securities Law Committee (1991–2000)
  • Chair, New England Securities Law Conference (1991–2001)
  • Member of the Board of Advisors, Boston University Metropolitan College Program for Financial Planners (1989–present)
  • Adjunct Professor, Bentley College Law Department (teaching Securities Regulation to full-time students) (1993–1999)
  • Frequent speaker at securities industry seminars and continuing legal education programs
  • Contributor to several securities industry periodicals and the author of a chapter on state securities regulation contained in a treatise on securities law